FOR FINANCIAL SERVICES

Cloud compliance for regulated finance

Banks, fintechs, and financial institutions manage SOX, PCI-DSS, and SOC 2 across sprawling multi-cloud environments. PolicyCortex automates compliance monitoring, evidence collection, and remediation so your team focuses on business, not audit prep.

PolicyCortex AI compliance engine — automated risk analysis and policy enforcement for financial services

Compliance posture • SOX, PCI-DSS, SOC 2

Cloud Providers

12+

Compliance Frameworks

24/7

Continuous Monitoring

100%

Automated Evidence

THE CHALLENGE

Auditors Move Faster Than Your Team.

Manual Compliance Breaks at Scale.

Financial institutions face a perfect storm: SOX auditors expect continuous IT controls, PCI-DSS v4.0 raises the bar on cloud security, and regulators demand real-time risk visibility. Traditional GRC tools generate spreadsheets — not solutions.

Your cloud footprint grows faster than your compliance team. Every new service, region, or account creates gaps that manual processes can't keep up with.

THE COMPLIANCE SPRAWL PROBLEM

SOX ITGC monitoringManual spreadsheets

PCI-DSS scoping & evidenceQuarterly scramble

SOC 2 continuous monitoringSeparate tool

Cloud cost governanceSeparate tool

PolicyCortexOne platform

SEE IT IN ACTION

Detect. Analyze. Fix. Automatically.

PolicyCortex assessment pipeline — autonomous evidence collection, validation, and compliance documentation for financial services

Evidence collection → Validation → Documentation. Always audit-ready.

PolicyCortex Issue Detail — policy violations with AI analysis, confidence score, and one-click remediation actions

AI-powered analysis with remediation recommendations.

THE SOLUTION

Cloud Governance Built for Finance

PolicyCortex replaces fragmented compliance tooling with a unified platform that monitors, remediates, and documents — continuously and autonomously.

Regulatory Compliance

Continuous monitoring against SOX, PCI-DSS, SOC 2, and banking regulations with automated evidence collection for every control.

SOX Section 404 controls
PCI-DSS v4.0 coverage
SOC 2 Type II monitoring
OCC & FFIEC alignment

Autonomous Remediation

Detect and fix cloud misconfigurations that put financial data at risk — before auditors find them.

Encryption enforcement
Access control validation
Network segmentation checks
Safety Sandwich guardrails

Governance Reporting

Track compliance posture across trading, analytics, and production workloads. Surface non-compliant resource spend inline with findings.

Executive compliance reporting
Control family dashboards
Audit-ready evidence
Cross-cloud posture view

Regulatory Compliance

Continuous monitoring against SOX, PCI-DSS, SOC 2, and banking regulations with automated evidence collection for every control.

SOX Section 404 controls
PCI-DSS v4.0 coverage
SOC 2 Type II monitoring
OCC & FFIEC alignment

Autonomous Remediation

Detect and fix cloud misconfigurations that put financial data at risk — before auditors find them.

Encryption enforcement
Access control validation
Network segmentation checks
Safety Sandwich guardrails

Governance Reporting

Track compliance posture across trading, analytics, and production workloads. Surface non-compliant resource spend inline with findings.

Executive compliance reporting
Control family dashboards
Audit-ready evidence
Cross-cloud posture view

CAPABILITIES

What financial institutions get

SOX IT general control monitoring across cloud infrastructure
PCI-DSS v4.0 requirement mapping and continuous validation
SOC 2 Type II automated evidence collection
Encryption-at-rest and in-transit enforcement
Access control and segregation of duties monitoring
Non-compliant resource cost surfaced inline with findings
Multi-cloud governance from a single dashboard
Audit-ready compliance packages exportable on demand

PolicyCortex Command Center — unified governance dashboard for financial services with compliance scoring and issue tracking

FAQ

Common questions from financial institutions

Which financial regulations does PolicyCortex support?

PolicyCortex monitors and automates compliance against SOX Section 404, PCI-DSS v4.0, SOC 2 Type II, GLBA, and banking regulator guidance from the OCC, FFIEC, and Federal Reserve. All controls are continuously monitored with automated evidence collection.

How does PolicyCortex help with SOX compliance in the cloud?

PolicyCortex maps IT general controls (ITGCs) to your cloud infrastructure and continuously validates access controls, change management, segregation of duties, and system availability. Evidence is collected automatically so your internal audit team has continuous documentation rather than point-in-time snapshots.

Can PolicyCortex handle PCI-DSS v4.0 requirements?

Yes. PolicyCortex monitors the cloud-relevant PCI-DSS v4.0 requirements including network segmentation, encryption at rest and in transit, access controls, logging, and vulnerability management. Findings are mapped to specific PCI requirements with remediation recommendations.

Does PolicyCortex support multi-cloud environments for financial services?

PolicyCortex provides unified governance across AWS, Azure, and GCP from a single platform. This is critical for financial institutions that use multiple cloud providers for resilience, latency optimization, or vendor diversification requirements.

How does PolicyCortex handle sensitive financial data?

PolicyCortex operates as a control plane — it reads cloud configuration metadata and does not access, process, or store your customer financial data. Deployment options include single-tenant and on-premises for institutions with strict data residency requirements.

Cloud compliance that scales with you.

See how PolicyCortex automates SOX, PCI-DSS, and SOC 2 compliance for financial institutions.